VP of Compliance - Haitong Int’l Securities Group (Singapore) Pte Ltd

Job Responsibilities Manage the MAS and SGX licensing and registration process for new front office staff. Manage compliance registers (e.g. outsourcing, licensed representatives, FRCs etc) for Singapore office. Liaison to manage timely reporting to regulators, head office and local management. Monitor the company’s compliance with the existing policies and procedures. Provide timely advisory to business units in Singapore as well as overseas queries from head office. Review and monitor client …